How LLC Owners Save on Taxes in 2026

✓ Practitioner Verified Updated for 2026 | Payroll Tax Deposit Schedules & Trust Fund Recovery Penalty — §3111 / §6672
Tax Intelligence EngineStrategies › Payroll Tax Deposit Schedules & Trust Fund Recovery Penalty — §3111 / §6672

Payroll Tax Deposit Schedules & Trust Fund Recovery Penalty — §3111 / §6672

The complete practitioner guide to payroll tax deposit obligations, the Trust Fund Recovery Penalty (TFRP), and resolution strategies for employers with payroll tax delinquencies for 2026.

100%TFRP Penalty Rate
§6672TFRP Authority
Personal LiabilityFor Responsible Persons
§3111FICA Tax Authority
📚 IRC §3111, §3102, §6672, §6656 📋 FICA Rate: 7.65% employer + 7.65% employee ⚔ TFRP: 100% of unpaid trust fund taxes 📈 Key Risk: Personal liability for responsible persons

Payroll Tax Deposit Schedule Overview

Employers are required to deposit federal payroll taxes (FICA and withheld income taxes) on a schedule determined by the employer's lookback period. The lookback period is the 12-month period ending June 30 of the prior year. Employers who deposited $50,000 or less in payroll taxes during the lookback period are monthly depositors; employers who deposited more than $50,000 are semi-weekly depositors. New employers are monthly depositors for the first year.

Deposit ScheduleLookback Period TaxDeposit Due Date
Monthly$50,000 or less15th of the following month
Semi-weeklyMore than $50,000Wednesday (for Fri/Sat/Sun payroll) or Friday (for Mon–Thu payroll)
Next-day rule$100,000+ in a single dayNext business day

Trust Fund Recovery Penalty (TFRP)

The Trust Fund Recovery Penalty (TFRP) under §6672 is one of the most severe penalties in the Internal Revenue Code. The TFRP imposes personal liability equal to 100% of the unpaid trust fund taxes on any person who: (1) is responsible for collecting, accounting for, and paying over the trust fund taxes; and (2) willfully fails to do so. Trust fund taxes are the employee's share of FICA and the income taxes withheld from employee wages — the employer holds these amounts in trust for the IRS until they are deposited.

The TFRP is assessed against individuals, not the business entity. This means that the IRS can collect the TFRP from the personal assets of responsible persons even if the business is insolvent or has filed for bankruptcy. The TFRP is not dischargeable in bankruptcy. Multiple responsible persons can be assessed the TFRP for the same unpaid taxes, but the IRS can collect only 100% of the unpaid taxes in total.

Who Is a Responsible Person?

A responsible person is any person who has the authority and duty to ensure that payroll taxes are collected and paid. The IRS applies a broad definition of responsible person that can include: officers and directors; shareholders with significant ownership; employees with check-signing authority; bookkeepers or accountants who manage payroll; and outside payroll service providers who have control over the employer's funds.

FactorIndicates Responsible Person
TitleOfficer, director, president, CFO, treasurer
Check-signing authorityAuthorized to sign checks or initiate wire transfers
Payroll controlControls payroll processing or bank accounts
KnowledgeKnew or should have known of the failure to deposit
WillfulnessPaid other creditors instead of the IRS

TFRP Resolution Strategies

Employers with payroll tax delinquencies have several resolution options: (1) full payment of the delinquency (eliminates TFRP exposure); (2) installment agreement (Form 433-D) to pay the delinquency over time; (3) offer in compromise (Form 656) to settle for less than the full amount; and (4) currently not collectible (CNC) status if the employer cannot pay. Practitioners should advise clients with payroll tax delinquencies to address the issue immediately — the TFRP accrues interest and can quickly become a personal liability that follows the responsible person for life.

For responsible persons who have been assessed the TFRP, the practitioner should: (1) verify the assessment is correct (the IRS must follow specific procedures before assessing the TFRP); (2) identify all responsible persons (the TFRP can be allocated among multiple responsible persons); and (3) consider an installment agreement to pay the TFRP over time.

Frequently Asked Questions

The TFRP under §6672 imposes personal liability equal to 100% of the unpaid trust fund taxes on responsible persons who willfully fail to collect, account for, and pay over payroll taxes. Trust fund taxes are the employee's share of FICA and withheld income taxes. The TFRP is not dischargeable in bankruptcy.

A responsible person is any person with the authority and duty to ensure payroll taxes are paid. This includes officers, directors, shareholders with significant ownership, employees with check-signing authority, and bookkeepers who manage payroll. The IRS applies a broad definition.

New employers are monthly depositors for the first year. After the first year, the deposit schedule is determined by the lookback period (the 12-month period ending June 30 of the prior year). Employers who deposited $50,000 or less are monthly depositors; employers who deposited more than $50,000 are semi-weekly depositors.

The failure-to-deposit penalty under §6656 ranges from 2% (1–5 days late) to 15% (more than 10 days late or after IRS notice). The penalty is assessed on the amount of the underpayment. Interest also accrues on unpaid payroll taxes.

No — the TFRP is not dischargeable in bankruptcy under 11 U.S.C. §523(a)(1). The IRS can continue to collect the TFRP from the responsible person's personal assets even after the business files for bankruptcy.

More Tax Planning FAQs

What is the IRS audit risk for this strategy?
The IRS audit rate for individual returns is approximately 0.4% overall, but increases significantly for returns with Schedule C income, large deductions, or specific strategies. Proper documentation is the best defense against an audit. Keep contemporaneous records, maintain written agreements, and ensure all deductions are supported by receipts and business purpose documentation.
How does this strategy interact with the alternative minimum tax (AMT)?
Many tax strategies that reduce regular income tax can trigger or increase AMT liability. Common AMT triggers include: ISO exercises, large state tax deductions, accelerated depreciation, and passive activity losses. Taxpayers should model both regular tax and AMT before implementing aggressive tax strategies to ensure the net benefit is positive.
What is the statute of limitations for IRS assessment of this strategy?
The IRS generally has three years from the later of the return due date or filing date to assess additional tax. If the taxpayer omits more than 25% of gross income, the statute is extended to six years. There is no statute of limitations for fraudulent returns or failure to file. Taxpayers should retain tax records for at least seven years to cover the extended statute of limitations.
How should this strategy be documented to withstand IRS scrutiny?
Documentation is the cornerstone of any tax strategy. Maintain contemporaneous records (created at the time of the transaction), written agreements, business purpose statements, and receipts. For strategies involving related parties, ensure all transactions are at arm’s length and documented with fair market value support. The burden of proof is on the taxpayer to substantiate deductions.
What is the economic substance doctrine and how does it apply?
The economic substance doctrine (§7701(o)) requires that transactions have both objective economic substance (a reasonable possibility of profit) and subjective business purpose (a non-tax reason for the transaction). Transactions that lack economic substance are disregarded for tax purposes, and the 40% strict liability penalty applies. Legitimate tax planning strategies must have genuine business purposes beyond tax reduction.
How does this strategy affect state income taxes?
Federal tax strategies do not always produce the same results at the state level. Some states do not conform to federal tax law changes (e.g., bonus depreciation, QSBS exclusion). Taxpayers should model the state tax impact of any federal tax strategy, especially in high-tax states like California, New York, and New Jersey. Some strategies may save federal taxes while increasing state taxes.
What is the step-transaction doctrine and how does it apply?
The step-transaction doctrine allows the IRS to collapse a series of related transactions into a single transaction if the intermediate steps have no independent significance. This doctrine is used to prevent taxpayers from using artificial multi-step transactions to achieve tax results that would not be available in a single transaction. Legitimate tax planning strategies should have independent business purposes for each step.
How does this strategy interact with the passive activity loss rules?
Passive activity losses (§469) can only offset passive income. Active business income, wages, and portfolio income are not passive. Real estate rental income is generally passive unless the taxpayer qualifies as a Real Estate Professional. Passive losses that cannot be used currently are suspended and carried forward to offset future passive income or recognized when the passive activity is disposed of in a fully taxable transaction.

Ready to Reduce Your Tax Burden?

Our tax advisors specialize in helping professionals and business owners implement these strategies. Book a free strategy call to see how much you could save.

Book A Strategy Call With A Tax Advisor

Access the Full Practitioner Library

Unlock 200+ tax strategies, IRS form guides, client playbooks, and IRC notice response templates — all at $0/yr.

Explore the Full Library
Free access to 300+ tax strategies Join the Marketplace →